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Great change or gridlock? Under a bipartisan Congress, advisers will see change
REGULATION, LEGAL & COMPLIANCE NOV 10, 2018
Great change or gridlock? Under a bipartisan Congress, advisers will see change

Legislation to boost retirement savings might gain support.

All eyes on stock buybacks
EQUITIES NOV 09, 2018
All eyes on stock buybacks

Corporate purchases may be the only factor capable of sustaining the equity market's rebound, analyst says

Getting divorced? Do it right now or pay much bigger tax bill
RETIREMENT PLANNING NOV 09, 2018
Getting divorced? Do it right now or pay much bigger tax bill

For divorces finalized starting next year, spouses paying alimony will no longer be able to deduct those payments.

JPMorgan says bond ETFs may help neutralize a 'credit bomb'
MUTUAL FUNDS NOV 09, 2018
JPMorgan says bond ETFs may help neutralize a 'credit bomb'

Exchange-traded funds' greater liquidity through the secondary market might leave them less damaged than other alternatives, JPMorgan strategists say.

UBS reaches last leg of two largest court battles
REGULATION, LEGAL & COMPLIANCE NOV 09, 2018
UBS reaches last leg of two largest court battles

Swiss bank could face billions of dollars in fines from French and US authorities.

Wells Fargo considering sale of retirement-plan unit
RETIREMENT PLANNING NOV 08, 2018
Wells Fargo considering sale of retirement-plan unit

The business could fetch as much as $1 billion, sources say.

Wells Fargo combines private bank, ultra-high-net-worth units
WIREHOUSES NOV 08, 2018
Wells Fargo combines private bank, ultra-high-net-worth units

Move comes as the bank aims to cut costs by $4 billion

JPMorgan, Carlyle are latest Wall Street firms to back iCapital
ALTERNATIVES NOV 08, 2018
JPMorgan, Carlyle are latest Wall Street firms to back iCapital

Both already use iCapital's technology to offer alternative investments like hedge funds and private equity to high-net-worth investors.

Are 401(k) advisers operating like Amazon?
RETIREMENT PLANNING NOV 07, 2018
Are 401(k) advisers operating like Amazon?

The retailing juggernaut has used data to drive better decisions, and 401(k) advisers should follow suit

Wells Fargo boosts its count of improper foreclosures
WIREHOUSES NOV 06, 2018
Wells Fargo boosts its count of improper foreclosures

The bank has also suspended fees on some wealth management assets and accounts after finding it charged some clients incorrectly