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Morgan Stanley's wealth management revenue up, adviser headcount down
WIREHOUSES OCT 16, 2018
Morgan Stanley's wealth management revenue up, adviser headcount down

Third-quarter wealth management revenue was $4.4 billion, even as adviser workforce slipped 1% from last year.

Can investment advisers disclose away all conflicts? Can brokers?
PRACTICE MANAGEMENT OCT 16, 2018
Can investment advisers disclose away all conflicts? Can brokers?

There's still disagreement over whether disclosure and informed client consent are enough to satisfy a fiduciary's obligation to act in the client's best interest.

Wells Fargo team managing more than $239 million joins Janney
RIA NEWS OCT 16, 2018
Wells Fargo team managing more than $239 million joins Janney

The team, called KSF Wealth of Janney Montgomery Scott, will join Janney in its Washington, D.C.,0 branch office.

ETF investors are rewriting the rules on hedging risk
EQUITIES OCT 16, 2018
ETF investors are rewriting the rules on hedging risk

Amid rising rates and a stock sell-off, traders head to safety via routes like utilities and ultra-short fixed income.

Providing incentives for annuities within retirement plans
RETIREMENT PLANNING OCT 15, 2018
Providing incentives for annuities within retirement plans

To mature into a strong safety net, plans need to be able to deliver guaranteed lifetime income.

Largest financials ETF sees outflows
MUTUAL FUNDS OCT 15, 2018
Largest financials ETF sees outflows

Investors head out as bank earnings kick in

Earnings fail to rescue equity bulls
EQUITIES OCT 15, 2018
Earnings fail to rescue equity bulls

Even companies that posted better-than-expected results have underperformed.

Slice of life: American cheese is melting away
RIA NEWS OCT 12, 2018
Slice of life: American cheese is melting away

And millennials are being accused of killing yet another tradition.

What can go wrong when stocks and bonds fall together
EQUITIES OCT 12, 2018
What can go wrong when stocks and bonds fall together

Correlated move by the two markets may signal more problems to come.

Vanguard experiences technical problems during Wednesday sell-off
FINTECH OCT 11, 2018
Vanguard experiences technical problems during Wednesday sell-off

Some customers had a hard time accessing the mutual fund firm's website as stocks plunged.