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RESOURCES WOMEN ADVISOR COMMUNITY MAR 22, 2018
Women's History Month: Celebrating the women of financial planning

More needs to be done to ensure the industry and profession are open and welcoming to female professionals.

RIAS RIA NEWS MAR 22, 2018
Bill Van Law exiting as head of Raymond James' RIA unit

Firm says he will be 'pursuing other interests.'

RIAS RIA NEWS MAR 21, 2018
UBS to pay New York state $230 million to resolve probe

The state's investigation looked into the firm's marketing of residential mortgage-backed securities before the financial crisis.

INVESTING MUTUAL FUNDS MAR 21, 2018
F-Squared's former president ordered to pay $12.4 million over false statements

Judge says Howard Present, who led ETF portfolio management firm, was 'reckless.'

ADVISOR NEWS WIREHOUSES MAR 21, 2018
Firms exiting broker protocol will suffer, reps say

Firms that help reps make change are more attractive, Fidelity survey finds.

INVESTING FIXED INCOME MAR 21, 2018
Guggenheim's Minerd sees defaults, recession ahead

Companies that have borrowed heavily will have a hard time as rates tick up, he says.

RIAS RIA NEWS MAR 21, 2018
Federal Reserve hikes interest rates

Policy makers forecast more hikes than previously in 2019 and 2020, citing an improving economic outlook.

RIAS RIA NEWS MAR 21, 2018
Finra bars former Royal Alliance rep who skipped hearing

Gary Basralian resigned after a client accused him of fraud and breach of contract.

RIAS RIA NEWS MAR 21, 2018
Jim Rogers says trade war is making him even more bearish

Veteran asset manager currently favors investments in Russia, China, Japan and Vietnam.

INVESTING ETFS MAR 20, 2018
ETF outflows show growing distaste for U.S. dollar

Investors pull assets from funds that guard against foreign exchange risk.