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ADVISOR NEWS REGULATION AND LEGISLATION MAR 30, 2018
JPMorgan $8 billion loss to widow faces massive reduction

Plaintiffs concede jury awarded too much money in estate fight.

RIAS RIA NEWS MAR 29, 2018
Why their 2018 tax bill could catch clients off guard

10.2% of New Jersey residents will pay more taxes after tax reform, as will 9.4% of Maryland residents.

ADVISOR NEWS RETIREMENT PLANNING MAR 29, 2018
Why your April 2019 tax bill could catch you off guard

10.2% of New Jersey residents will pay more taxes after tax reform, as will 9.4% of Maryland residents.

ADVISOR NEWS REGULATION AND LEGISLATION MAR 27, 2018
Finra bars no-show former broker fired over fund sales

Lawrence Fawcett Jr. had consented to making unsuitable recommendations.

INVESTING MUTUAL FUNDS MAR 27, 2018
Digital investment firm launches new fund for women

Latest offering from Ellevest will invest in offerings that help advance women.

RIAS RIA NEWS MAR 27, 2018
Sensitive private data mishandled by broker watchdogs, whistleblower claims

Personal data like account numbers have been accessible online in material posted by Finra and state regulators, whistleblower claims.

ADVISOR NEWS REGULATION AND LEGISLATION MAR 27, 2018
DOL fiduciary rule death meets 'Back to the Future' is a must-watch

5th Circuit decision may lead to three tiers of client protection.

RIAS PRACTICE MANAGEMENT MAR 26, 2018
6 ways to leverage tax reform in your marketing strategy

Changes like tax reform give you an opportunity to educate and provide value to the public.

ADVISOR NEWS REGULATION AND LEGISLATION MAR 26, 2018
Bank of America $42 million fine renews push for more info on where orders go

Its routing of customer orders to electronic traders triggered $42 million fine from New York state.

RIAS RIA NEWS MAR 23, 2018
'SheWorking' startups trade kegs for nursing rooms

Co-working startups appeal to female professionals who aren't interested in WeWork's craft-beer culture.