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EQUITIES MAY 29, 2013
Facebook second-worst IPO performer after share lock-up

Facebook Inc.'s 6.3% drop yesterday, after the end of restrictions on share sales by its biggest investors, was the second-largest post-lock-up decline among companies that have gone public since January 2011.

REGULATION, LEGAL & COMPLIANCE MAY 24, 2013
SEC whistle-blower says she was frozen out by new enforcement chief

Furey case raises questions about how agency handles internal affairs

FIXED INCOME MAY 12, 2013
Bond investors confident there will be no rout

FIXED INCOME MAY 12, 2013
SEC: Harrisburg misled investors

RIA NEWS APR 24, 2013
U.S. stock market's irrational exuberance

Don't cave to clients' demands to jump into equities and avoid cash

PRACTICE MANAGEMENT APR 24, 2013
FPA names president-elect

FINTECH APR 24, 2013
Fidelity launches new salvo in custodian technology "war'

REGULATION, LEGAL & COMPLIANCE APR 21, 2013
Herbalife tangle shows how twisted the stock game is

Public announcements by large shareholders send share price zooming or plummeting; not illegal, but should it be?

EQUITIES APR 12, 2013
Vanguard took in record $24.3B in mutual fund flows last month

Most cash went into stock funds as market signaled inproving economy

MUTUAL FUNDS APR 09, 2013
Janus profit falls 13% as clients keep fleeing