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RETIREMENT PLANNING JUN 09, 2014
How to connect with your clients' adult beneficiaries

Advisers must deal with the harsh reality that they are getting older, and so are their clients

REGULATION AND LEGISLATION JUN 06, 2014
Advisers forecast Republican resurgence in November elections

FSI poll also finds most have no plans to retire or sell their practices in the near future.

PRACTICE MANAGEMENT JUN 04, 2014
Citigroup reaches $7 billion mortgage bond settlement

Joins JPMorgan Chase in settling charges it misrepresenting the quality of mortgage-backed bonds sold to investors as housing prices plummeted.

RIA NEWS MAY 28, 2014
MFS Names $438 billion investment chief Roberge as co-CEO

Will continue to serve as chief investment officer while joining with Manning in top spot.

INDEPENDENT BROKER DEALERS MAY 21, 2014
Former N.Y. governor joins broker-dealer IFS Securities

Former N.Y. governor David Paterson joins broker-dealer IFS Securities, where he will help develop new business opportunities for firm

RIA NEWS MAY 21, 2014
5 income investments to consider ...

As yields fall to historic lows, investors should look to muni bonds and emerging-markets bonds. Meanwhile, stop considering Treasuries a safety play.

ALTERNATIVES MAY 20, 2014
Five things you need to know before investing in liquid alternatives

Thinking of getting your clients into liquid alts? Read this first.

ALTERNATIVES MAY 17, 2014
Legg Mason adds global equity specialist

Legg plans to work with UK-based institutional investor to develop retail funds

FIXED INCOME MAY 12, 2014
Interest rates will resume 'old normal' stability — we did the math

Contrary to a popular belief that interest rates are destined to rise significantly, we may be re-entering the “old normal,” where the U.S. Treasury 10-year yield remains between 2% and 4% for an extended period.

RIA NEWS MAY 09, 2014
Foreign family offices open outposts in U.S.

Aggressive monetary easing, a shale oil boom that's lowered energy costs and improving corporate balance sheets give the world's largest economy an edge over other regions.