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NEWS REGULATION AND LEGISLATION MAR 09, 2012
Insider trading probe of Bachus muddles SRO picture

Another distraction has hit House Financial Services Chairman Spencer Bachus, potentially creating more obstacles for his legislation to establish a self-regulatory organization for investment advisers.

RJ dangles indie lure for Morgan Keegan reps
NEWS INDUSTRY NEWS MAR 09, 2012
RJ dangles indie lure for Morgan Keegan reps

Offer 'clearly compelling,' says headhunter; CEO Reilly expects to retain 90% of MK's advisers

NEWS BROKER DEALERS MAR 09, 2012
Keegan producers may find retention deals disappointing

In reversal, Fidelity says new Magellan manager to leave other fund
NEWS INDUSTRY NEWS MAR 09, 2012
In reversal, Fidelity says new Magellan manager to leave other fund

Shuffle in Boston continues as Feingold exits top-performing Trend Fund

NEWS INDUSTRY NEWS MAR 08, 2012
'Foolish Washington gridlock' could dampen equity markets

Stocks are more favorable than bonds and cash for now, but another round of gridlock on Capitol Hill could cause that assessment to change.

N.Y. adviser bilked investors, bought a beach house: SEC
NEWS REGULATION AND LEGISLATION MAR 08, 2012
N.Y. adviser bilked investors, bought a beach house: SEC

Callahan accused of using $3.35 million of investor money to help purchase property

Columbia Management's president jumps to Fidelity
INVESTING MUTUAL FUNDS MAR 08, 2012
Columbia Management's president jumps to Fidelity

Mike Jones will take over as CEO of fund giant's institutional-investments arm.

INVESTING FIXED INCOME MAR 07, 2012
'Lousy year' ahead for Treasuries, warns Wells Fargo unit

INVESTING EQUITIES MAR 07, 2012
Investors have fared far better under Democratic presidents

NEWS REGULATION AND LEGISLATION MAR 07, 2012
Court to Wells: Pay ex-reps $1.1M

Advisory unit loses latest appeal of raiding case stemming from brokers' move to Stifel in 2008; ordered to pay lawyers' fees