Bloomberg

Bloomberg
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FIXED INCOME JUN 05, 2011
BNY Mellon: Plans to tax munis won't fly

Credit Suisse back into the pool with floating-rate-bond fund
FIXED INCOME JUN 03, 2011
Credit Suisse back into the pool with floating-rate-bond fund

Asset management unit relaunching high-income fund as floating-rate fund; such offerings have seen record inflows on inflation worries

Mark Casady: LPL eyeing 400 new recruits
INDEPENDENT BROKER DEALERS JUN 03, 2011
Mark Casady: LPL eyeing 400 new recruits

<a href=http://www.investmentnews.com/apps/pbcs.dll/section?category=datajoe&amp;djoPage=summary&amp;issuedate=20100423&amp;sid=BD0426&amp;djoProjId=10994&amp;djoRecordId=342440#record_342440>LPL Investment Holdings Inc.</a> will look to recruit at least 400 net new registered reps and investment advisers this year and into the future, while top executives at the firm acknowledge that attracting top brokers is getting more expensive.

INDEPENDENT BROKER DEALERS JUN 02, 2011
Breakaways opt for established RIAs

After 20 years of working within the strict confines of a bank trust department, adviser Robert Kaercher was ready for a change.

Madoff victims fuming over trustee's $35M legal bill
REGULATION AND LEGISLATION JUN 01, 2011
Madoff victims fuming over trustee's $35M legal bill

A group of &#8220;several hundred&#8221; former customers of con man Bernard Madoff objected to a request for $34.6 million in legal fees by Irving Picard, the trustee overseeing the Madoff bankruptcy, and his law firm.

REGULATION AND LEGISLATION JUN 01, 2011
'Tip from Poppy' firm overcharged clients on muni bonds: Finra

David Lerner Associates Inc., a brokerage firm known for its founder's &#8220;Take a tip from Poppy&#8221; advertising slogan, was accused by the Financial Industry Regulatory Authority of overcharging customers on sales of municipal bonds and mortgage securities.

MUTUAL FUNDS JUN 01, 2011
New CEO for Evergreen Investments

Peter Cieszko, current president of global distribution, will be named to the position, replacing Dennis Ferro.

'Death penalty' amps up advisers' fear of mixing politics with business
PRACTICE MANAGEMENT MAY 31, 2011
'Death penalty' amps up advisers' fear of mixing politics with business

Pay-to-play rule one more reason to steer clear of the topic; but what about right to free speech?

Where the world's wealthiest clients are — and will be
RIA NEWS MAY 31, 2011
Where the world's wealthiest clients are — and will be

The cumulative wealth of the world's richest households will more than double, to $202 trillion over the next ten years, according to a study conducted by the Deloitte Center for Financial Services and Oxford Economics.

RIA NEWS MAY 29, 2011
Inflation versus CDs: No contest

Savers with cash in longer-term certificates of deposit are losing out to inflation, according to Market Rates Insight