Bloomberg

Bloomberg
Displaying 13185 results
MUTUAL FUNDS DEC 09, 2010
DoubleLine woos commission-based brokers with new fund

Gundlach & Co. launching fund with load shares, a first for firm

RIA NEWS DEC 09, 2010
Raymond James bolsters investment banking biz with buy

Raymond James Financial Inc. announced today that it is acquiring Howe Barnes Hoefer & Arnett, Inc., a Chicago-based investment bank.

Baucus bids to block estate tax dodge
RETIREMENT PLANNING DEC 09, 2010
Baucus bids to block estate tax dodge

Influential lawmaker seeks to raise rate on gift tax; 'may disperse some people'

RIA NEWS DEC 09, 2010
SEC bans stub quotes blamed for flash-crash losses

The U.S. Securities and Exchange Commission banned a market-maker pricing practice known as stub quotes, prohibiting a technique that caused shares to trade as low as 1 cent during the May 6 crash.

FINTECH DEC 08, 2010
New features coming to StreetScape, National Financial's broker workstation

Announcement heralds increased technology sharing with other parts of Fidelity

Bank of America to pay $137M in muni cases
FIXED INCOME DEC 08, 2010
Bank of America to pay $137M in muni cases

Bank of America Corp. agreed to pay $137 million to settle investigations of its involvement in a conspiracy to rig bids on 88 municipal bond contracts, the U.S. Securities and Exchange Commission and Justice Department said.

El-Erian: 'Jury still out' on gridlock's boosting the economy
RIA NEWS DEC 08, 2010
El-Erian: 'Jury still out' on gridlock's boosting the economy

Pimco boss unsure whether less government will ignite commerce; 'animal spirits' vs. 'meaningful reform'

FIXED INCOME DEC 08, 2010
'Mispriced' munis a big hit overseas

High-yielding debt from U.S. states, cities drawing plenty of interest from international investors

Bill Gross: Two countries with better investment prospects than the U.S.
EMERGING MARKETS DEC 08, 2010
Bill Gross: Two countries with better investment prospects than the U.S.

Bill Gross, manager of the world's biggest bond fund, said developing economies such as Brazil and South Korea offer attractive investment opportunities as growth in developed markets including the U.S. has slowed.

BofA deal in muni case may be tip of the iceberg
FIXED INCOME DEC 07, 2010
BofA deal in muni case may be tip of the iceberg

More settlements expected, says antitrust chief; 'stay tuned to this channel'