A new spirit of openness appears to be permeating Advent Software Inc.
Advisor Group — the independent-broker-dealer business of American International Group Inc. — tomorrow is unveiling a re-engineered second generation of its technology platform, now to be called Vision 2020 Wealth Management
George Smaragdis, director of media relations at the Financial Industry Regulatory Authority <a href="//www.investmentnews.com/apps/pbcs.dll/article?AID=/20110807/REG/308079974"" target="”_blank”" rel="noopener noreferrer">told me two weeks ago</a> to expect some additional guidance on social media soon and sure enough here it is in the form of <a href="//www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p124186.pdf"" target="”_blank”" rel="noopener noreferrer">Regulatory Notice 11-39</a>.
It's been a tough week for advisers on the East Coast. The stock markets have been up and down like a yo-yo. On Tuesday, an earthquake struck, a rarity in these parts. And now a hurricane is set to lash the Eastern Seaboard.
As he watched his advisory business thrive over the past few years, Anthony Halpin noticed that his website had become stale
Envestnet Inc., a turnkey technology and wealth management provider that went public in July, is adding several unified-managed-household features to its platform this week.
