Company agrees to pay $5M to settle the charge; 'clear violation'
Shares not nearly as dear as they were during dot-com boom; less fear about CAPE ratio
But El-Erian says fund giant slowly taking risk off the table ahead of Fed pullback
Deal ends roller-coaster ride for wealth management aggregator.
Valuation measures not in nosebleed territory but advisers see scope for pullback.
Denial-of-service attack did not impact customer accounts or data, firm says.
The record fine Finra meted out to LPL for failing to oversee its e-mail system is just the latest in the regulator's crackdown on digital diligence, reports Dan Jamieson.
Crestmont president says investors can expect normal to below-average returns for five to 10 years
Fixed income manager says bond bubble is a myth, Fed policy won't lead to inflation
