Finra said its Southern regional director had resigned to pursue other interests, but a self-proclaimed whistle-blower is taking credit for his departure. Dan Jamieson reports.
Quick expungements are the rule and nearly all cases get OK'd.
Atkins had oversight for Florida, Atlanta, New Orleans.
Finra is the latest to warn investors about a possible rout in the bond market, particularly for long-term debt. Dan Jamieson reports.
In an arbitration claim, a former rep at J.P. Morgan says brokers didn't get commissions on trades of nonproprietary funds, including those marketed by Pimco.
New offering opens up access to insurance brokerages offering annuities, disability, long-term care.
The benefits of size and scale are becoming apparent in an era of tighter margins
