National Holdings Corp. is set to acquire Winslow Evans & Crocker Inc. in 2020.
Securities regulator says more than 1,600 agents and managers had lapsed registrations.
Jonathan Williams and Kevin Curtis will open office in Harrisburg, Pa. for Summit Trail Advisors
Philadelphia, Pa.-based Barry A. Rucks & Associates uses B-D and RIA platforms
PrairieFire Wealth Planning uses B-D, RIA platforms of Sanctuary Wealth.
Suzanne Siracuse, Tim Welsh part of team to help advisory firms maximize new tools.
Five-adviser group in Tucson, Ariz., moves to firm's employee unit.
Five-advisor Huggins Winders Group joins firm in Tallahassee, Fla.
Limra Secure Retirement Institute data finds VA sales stopped declining.
Personal Financial Consultants adds $200 million in assets to $4.4 billion EP Wealth Advisors