Finra fines Ken Kavanagh $25,000 and suspends him for 18 months over outside activities
To meet sales quota, Karen Paek created six fake applications.
End of an era: Sweney Cartwright will operate as the Columbus, Ohio, branch office of Boenning & Scattergood Inc.
Beth Hamilton refused to appear at a hearing looking into inaccurate reimbursements.
Orlando Vargas was reimbursed for computer equipment he never bought.
Signet Strategic Wealth Management is based in Westlake Village, Calif.
Court also orders Hector May to pay $8.4 million in restitution.
Matthew Pruitt and Matthew Fisher join employee unit in Doylestown, Pa.
Eric Nichols didn't tell firm he paid $28,000 to settle a customer's complaint.
PCS Retirement acquires Aspire Financial Services
