Kyung Soo Kim, no longer employed in industry, also suspended for one month.
Nina Jessee was being investigated for complaints about alternative investments and outside business activity.
Daniel Nickow and Brett Salzer join employee unit in Deerfield, Ill.
Donna Jean Flemming failed to implement adequate AML program, regulator says
Nicolas Barrios refused to take part in inquiry over private company he founded.
The portion of clients with whom advisers discussed giving has risen to 58% from 46% in 2015, fidelity survey shows
Automatic enrollment now standard at 48% of company's plans, up from 20% a decade ago.
Mark Trewitt sold private fund that collapsed; Clair Crossland sold risky investments
Jason Nelson refused to take part in annuity sale inquiry.
According to suit, Wells Fargo customers were "forced to pay for auto insurance they did not need or want."
