Next Financial and Kestra Financial lose out in B-D swap.
Regulator was investigating Alex Herrera's real estate deals with clients
Agency says Salvadore Palermo paid customers above-market prices for CDs
DFA rises to fourth most-popular from sixth place in 2016.
Harry Buchanan Smith and team joins firm in Charlotte, N.C.
Study: Biggest concerns are cybersecurity, a possible market downturn and regulation
TD Ameritrade says median operating margin dropped to 20% from 24% in 2016, survey finds.
London-based buyer to gain toehold in U.S. media market in transaction expected to close mid-August. InvestmentNews leadership team remains intact.
Each will operate his own businesses from one location in Roswell, Ga.
Laurence Rollins accused of taking trade secrets to new employer.
