Changes are designed to help investors understand how the B-D routes their order and how that affects execution quality.
As chairman, he succeeds Bill McNabb.
A cost-of-living adjustment also raises IRA contribution limit to $6,000.
Stocks slide follows a very subdued third quarter
Integrated Equity Management is based in Bloomington, Minn.,
Michael Kernicky and his two sons join the firm in Media, Pa.
Innovative Financial Solutions is based in Bloomington, Ind., and Palm Coast, Fla.
Regulator says firm did not have adequate procedures in place to comply with regulations
Buttonwood Partners of Madison, Wis., fined $50,000 over unauthorized transfers.
President told wealthy Republicans at fundraiser he wasn't in favor of Fed raising interest rates.
