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InvestmentNews
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Market forecasters dissect the sell-off
EQUITIES OCT 11, 2018
Market forecasters dissect the sell-off

Stocks slide follows a very subdued third quarter

Securian loses $700 million indie to Commonwealth
RIA NEWS AUG 21, 2018
Securian loses $700 million indie to Commonwealth

Integrated Equity Management is based in Bloomington, Minn.,

Merrill team managing $325 million moves to Janney
INDEPENDENT BROKER DEALERS AUG 20, 2018
Merrill team managing $325 million moves to Janney

Michael Kernicky and his two sons join the firm in Media, Pa.

MML loses $400 million team to Commonwealth
RIA NEWS AUG 20, 2018
MML loses $400 million team to Commonwealth

Innovative Financial Solutions is based in Bloomington, Ind., and Palm Coast, Fla.

Finra fines Interactive Brokers $5.5 million for short-sale violations
REGULATION AND LEGISLATION AUG 20, 2018
Finra fines Interactive Brokers $5.5 million for short-sale violations

Regulator says firm did not have adequate procedures in place to comply with regulations

How a hacker led to Finra censuring and fining a broker-dealer
FINTECH AUG 20, 2018
How a hacker led to Finra censuring and fining a broker-dealer

Buttonwood Partners of Madison, Wis., fined $50,000 over unauthorized transfers.

Trump complains to donors about Powell's rate hikes
RIA NEWS AUG 20, 2018
Trump complains to donors about Powell's rate hikes

President told wealthy Republicans at fundraiser he wasn't in favor of Fed raising interest rates.

Merrill team managing $235 million goes indie with Raymond James
RIA NEWS AUG 20, 2018
Merrill team managing $235 million goes indie with Raymond James

Three-person Patton Wealth Management sets up shop in Maumee, Ohio.

Women in same-sex marriages are seen needing more for retirement
RETIREMENT PLANNING AUG 20, 2018
Women in same-sex marriages are seen needing more for retirement

Because women live longer than men, female couples need to put away more money for their old age, a new report shows.

Bonhill Group completes acquisition of InvestmentNews
RIA NEWS AUG 17, 2018
Bonhill Group completes acquisition of InvestmentNews

Publisher Suzanne Siracuse named CEO of InvestmentNews, Frederick P. Gabriel Jr. promoted to editorial director