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Prospera Financial names Tarah Williams president
INDEPENDENT BROKER DEALERS OCT 13, 2022
Prospera Financial names Tarah Williams president

Williams, who will continue as chief operating officer, assumes the presidency from David Stringer.

Mega Merrill team managing $4.5 billion goes RIA
RIA NEWS OCT 13, 2022
Mega Merrill team managing $4.5 billion goes RIA

Ash Chopra launches Syon Capital and most of the 10 professionals joining him in the move were team members at Merrill.

SageView to acquire $415 million RIA
RIA NEWS OCT 13, 2022
SageView to acquire $415 million RIA

The women-led Lakeview Wealth Management, which is based in Deer Park, Illinois, offers retirement and financial planning services.

Merrill duo managing $350 million moves to UBS
RIA NEWS OCT 13, 2022
Merrill duo managing $350 million moves to UBS

Howard Woo, Luke Schell make the wirehouse switch in Irvine, California, and operate as Sequoia Partners.

Simplify donates ETF’s $100,000 net profit to cancer group
MUTUAL FUNDS OCT 12, 2022
Simplify donates ETF’s $100,000 net profit to cancer group

The ETF is designed so that all net profits from managing the fund are donated to Susan G. Komen on an annual basis.

Baird team managing $2.9 billion jumps to Raymond James
RIA NEWS OCT 11, 2022
Baird team managing $2.9 billion jumps to Raymond James

The eight-adviser group, which operates as The Wise Investor Group of Raymond James in Reston, Virginia, joins the firm's employee channel.

Four Raymond James reps managing $375 million go indie with LPL
RIA NEWS OCT 11, 2022
Four Raymond James reps managing $375 million go indie with LPL

The managing partners of The Albany Group, which is based in Decatur, Alabama, use LPL's services for breakaway brokers.

Edward Jones adviser managing $331 million opts for Ameriprise
RIA NEWS OCT 11, 2022
Edward Jones adviser managing $331 million opts for Ameriprise

Cate Grinney forms all-female indie firm in Fairbault, Minnesota, and affiliates with the independent channel of Ameriprise.

Billion-dollar Merrill team bolts
RIA NEWS OCT 11, 2022
Billion-dollar Merrill team bolts

Trio of advisers launch Beverly Hills Private Wealth as an independent registered investment adviser and selects Goldman as custodian.

All things capital markets with T. Rowe Price's Tim Murray
THE INVESTMENTNEWS PODCAST OCT 10, 2022
All things capital markets with T. Rowe Price's Tim Murray

Bruce and Jeff are joined by Tim Murray, capital markets strategist at T. Rowe Price, to talk about all things capital markets. The big question: is this economic slowdown inevitably going to become a recession? They discuss supply, demand and inflation to sort out the possibilities. They also touch on the effect the economic slowdown is having on equity markets.