Getting a valuation from a third-party firm can be costly and complex.
Mercer pushes total assets over $12 billion as it expands presence in the Southeast.
Isn't every day Valentine's Day when you work with your spouse?
Enforcement division giving advisers until June 12 to declare intentions to self-report fiduciary violations and make financial restitution.
Despite advisers' misgivings, asset managers are coming around to the idea that a company's stance on environmental, social and governance issues is a good proxy for future success.
Jerome Powell's background in financial services is viewed as a plus.
Captrust's John Curry says other RIAs could easily follow his firm's lead in using podcasts as a simple and efficient communications tool.
Private-equity backers embrace the expanded access to investors.
Executives representing RIAs and brokers said they expect to see the SEC come up with a proposal this year, but not adoption.
TD Ameritrade Institutional's latest benchmarking report blamed the distraction of the tax reform bill for a slowdown in the fourth quarter.
