Clients decide from packaged options and staggered price list how many services they want to pay for.
Asset-based pricing still rules, but retainers are expected to gain ground.
By mandating that nongovernment money funds add special fees, redemption restrictions and floating net-asset values, the SEC has given plan advisers a reason to reassess the cash management options in company-sponsored plans.
Two whopper transitions drive up the average team size to $269M AUM.
$16.5 billion RIA marks the 10th deal this year and largest ever for the roll-up firm
Investors in the pass-through entities would benefit from a 15% tax cap.
Smaller firms are becoming bigger targets of banks, consolidators and larger RIAs.
With less than 20% market share, banks promote safety in targeting high-end RIAs.
Big bets by the Rochester muni bond team lead to feast-or-famine performance record.
New lending program marks Dynasty's first foray into ownership stake.
