The adviser boycotted her enforcement hearing, but that may not stop the regulator from throwing her out of the securities industry.
<i>Breakfast with Benjamin</i> Davis Selected Advisers wants to launch three actively managed ETFs.
Thanks to the Fed, outlook stays positive for stocks
Financial advisers should diversify into credit-risk strategies.
Plus: Public pensions will need lots of taxpayer help, this fund keeps beating the S&P, and the dire state of the golf course business
Plus: Hillary Clinton whiffs on corporate tax reform, most folks can only dream of a nest egg, and the DEA gives the pot lobby the cold shoulder
Gold mining stocks continue to leverage rising gold prices.
Both candidates are promising lots of government spending.
Mutual fund firms move defensively toward active ETFs.
Plus: Central bankers have altered the financial world, the ABCs of smart-beta due diligence, and seven steps to transforming your advisory practice
