Jodie Papike

Displaying 17 results
OPINION OCT 20, 2013
Choosing your broker-dealer wisely

It isn't about which broker-dealer is 'best,' but rather which is the best match for an adviser's business.

PRACTICE MANAGEMENT FEB 24, 2013
Understanding enhanced packages

Advisers need to read small print when agreeing to accelerated payouts, upfront compensation

RIA NEWS NOV 18, 2012
Hybrid offers best of both worlds

OPINION SEP 09, 2012
Key reasons for joining an OSJ

Deciding whether to affiliate directly with a broker-dealer or join an existing OSJ involves evaluating factors in your own business, including finances, culture and contractual relationships

RIA NEWS APR 08, 2012
Fledgling RIAs: to 'lease' or to buy?

PRACTICE MANAGEMENT AUG 21, 2011
B-Ds can help build advisory biz

Broker-dealers are experiencing a slowdown in recruiting compared with the busy years of 2008 and 2009 when merger and acquisition activity was heavy and financial advisers were fleeing larger conglomerates

PRACTICE MANAGEMENT MAR 17, 2011
What if your broker-dealer fails?

Rising legal costs, tougher regulation and strained capital resources are making broker-dealers more vulnerable than ever