Three months into the job, the former COO of JPMorgan says AI and disciplined talent-building — not size alone — will decide which firms can serve the coming wave of ultra-wealthy families
Alex Katz and Conor Wilkes take the reins as Aspen Standard Wealth's $4 billion affiliate accelerates its growth strategy.
Merrill's latest hires span Colorado to Louisiana, even as industry-wide recruiting data suggests the firm is losing almost as many advisors as it gains.
New York advisory practice Foothills Legacy Wealth Management joins hybrid RIA &Partners, extending a recruiting run built on Wells Fargo departures.
Deal marks firm's 11th acquisition, pushes AUM above $11 billion as Seascape's Portsmouth team joins the RIA.
The Investment Adviser Association, CFP Board, and the CFA Institute warn semiannual filings would widen information gaps and raise costs for advisors and clients.
The tie-up, arriving days after BlackRock's own push to introduce new benchmarking tools, pairs MSCI's index expertise with UBS's alternatives book.
Elsewhere, a Commonwealth team in Massachusetts converts to Cetera, while Janney draws four former Wells Fargo advisors to its Radnor, Pennsylvania office.
The partnership arrives as most small business owners near retirement age still don't have a formal succession plan in place.
Omaha-based RIA expands Northern California footprint with Roseville acquisition amid record annual pace for wealth management M&A.
