The firms have teamed up to build a centralized tech platform for advisors to access alternatives, structured notes, and annuities.
The second-generation advisor and former hedge fund analyst reported managing $85 million in assets at the wirehouse.
The wealth tech provider is broadening its communications archiving and compliance footprint and boosting its AI capabilities.
Devoe & Company research reveals uptick in transactions as succession challenges, quest for talent, and growth ambitions persist.
The New York-based RIA is extending its Midwestern presence with plans to acquire the $420M independent serving multigenerational clients.
The five-advisor group based in Massachusetts has joined the firm’s independent advisor unit after being affiliated with Commonwealth.
The North Carolina-based wealth firm is expanding its private equity, private debt, private real estate options for qualified individuals and institutions.
The fintech platform catering to fee-for-service financial planners has elevated a key team member to its executive leadership.
The deal for the Orange County, California-based firm’s wealth business is set to add around 125 advisors to LPL.
The firm founded by ex-Brinker Capital execs has unveiled an integrated platform that can meet the needs of RIAs, family offices, and institutions.
