The proposal, which offers plan sponsors a process-based safe harbor to curb ERISA lawsuits, comes as private-credit volatility raises fresh questions for advisors and their clients.
Court filings spotlight disputed account activity and transfers linked to figures in Epstein’s orbit, including Apollo co-founder Leon Black.
The platform's addition of a multi-generational practice, led by a veteran advisor from Cetera, extends its footprint further in the Northeast.
Also, Jump unveils a new AI workflow assistant for advisors, while WealthReach touts an industry-leading AI search and SEO engine for wealth firm websites.
IRAs maintained their dominance, while DC plans rose modestly in the fourth quarter and mutual funds continued to anchor account-based savings.
The proposal by Warren and dozens of other lawmakers would add a 2% annual levy on net worth above the threshold, plus an extra surtax for billionaires.
As withdrawals rise and fundraising cools, the debate is shifting from returns to redemption mechanics – and whether today’s guardrails can allay or aggravate investor unease.
Regulator says Avinesh Shankar used electronic signature software to submit 115 annuity applications tied to 64 customers.
New IRS data hold lessons for proposals to tax the wealthy in California, New York and other Blue states.
A new charter could help advisors keep more client cash on-platform as the Swiss firm tries to reverse recent outflows and recruit in an active market.
