Survey data highlight shifting expectations for digital access, human guidance and intergenerational planning across both advised and self-directed channels.
Ruling vacates Labor Department’s 2024 fiduciary package and related exemptions, keeping existing Reg BI and state best-interest standards in place.
Elsewhere, Nitrogen claims a wealth tech first with AI governance certification, while Intellebox.ai forges a strategic partnership with a leading macro investment research provider.
Meanwhile, Carson added an independent office in New York led by a mother-son duo, and Maridea gets a second location in Phoenix.
Planning organizations including CFP Board and the FPA support updating the SEC’s small-entity yardstick while pressing for an employee-based standard.
Alyssa Quinlan's 25-year professional and leadership record includes a blend of fine art credentials and Wall Street training at JPMorgan Chase and Citi.
Bernstein Private Wealth is taking an intentional approach to mentorship, sponsorship, and leave policies as women move into control of trillions in assets.
Big banks and watchdogs are racing to catch up as the action on prediction platforms blurs lines between market intelligence and personal bets.
Study shows investors planning to fund higher active ETF exposure by trimming mutual funds, while also signaling strong interest in private equity and private credit ETFs.
Analysis finds scale and sweep‑balance edge position firms such as Schwab and LPL to benefit as AI boosts advisor capacity and trims costs.
