Gold surges past $4,800 on Trump’s Davos remarks; stocks shoot up following details of future deal framework, with the president no longer imposing planned tariffs on Europe.
Trump’s Greenland tariff threats revive ‘sell America’ trade as global investors dump dollars, Treasurys, and equities.
Record revenue, wider net interest margins, and double-digit client asset gains mark another banner year for the brokerage giant.
Clayton Chandler brings deep experience to lead data and AI strategy across Merchant’s growing RIA ecosystem.
Seven-person advisory group brings more than a century of combined experience and a holistic planning focus.
The newest four-advisor practice to join in New York adds bench strength in financial and tax planning for pre-retirees and retired clients.
Merit Financial Advisors and Prime Capital Financial are each leaning further into tax planning and strategy with their latest partnerships.
Also, a veteran from Edelman has decamped to Baird, while UBS scoops an experienced Morgan Stanley advisor in the Pacific Northwest.
The industry regulator has sanctioned three broker-dealers in the Cetera network for weak controls around low-priced securities and customer reporting.
The federal regulator's latest notes give compliance teams breathing room on endorsements, while emphasizing its view on the use of actual vs. model fees when presenting portfolio performance.
