Mark Goldberg

Mark Goldberg has served as chair and director of several financial services associations, CEO of brokerage firms, and currently as an independent director of several company boards. He has advocated on behalf of both investors and those who serve them for over 38 years, providing expert testimony at congressional hearings, and the Department of Labor.

Mark Goldberg
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Replacement capital is the canary in private credit: Public non-traded BDC flows signaling caution
OPINION FEB 06, 2026
Replacement capital is the canary in private credit: Public non-traded BDC flows signaling caution

Latest quarterly flow data show modest redemptions relative to NAV, though the balance of redemptions against fundraising points to materially weaker conditions.

A storm is brewing in private credit – and it’s not what you think
OPINION NOV 06, 2025
A storm is brewing in private credit – and it’s not what you think

Despite headlines around borrowers missing payments and fraud behind the scenes, fund managers and advisors should be more wary of the system being rewired around a new base of investors.

Clear the blockage: Improve access to private markets
OPINION MAY 15, 2025
Clear the blockage: Improve access to private markets

Congress should amend regulations to ensure access for all, allowing issuers to spend less time with state regulators and more time building better portfolios.

Tell the next generation: Capitalism is better
OPINION SEP 09, 2024
Tell the next generation: Capitalism is better

The perception of capitalism in universities and on social media as a bygone era ignores a fundamental truth: capitalism is not just about economics—it’s about freedom.

If a prospectus falls in a forest, does it make a sound?
OPINION JUN 04, 2024
If a prospectus falls in a forest, does it make a sound?

The SEC's overly cautious approach to change leaves them disconnected from the modern investor and the markets they serve.