Steve Randall

Steve Randall has more than three decades of media experience encompassing online, newspapers, magazines, radio, and podcasts. He focuses on insights and news for professionals in financial services, specifically investment and financial advisors. Steve writes for Key Media's Investment News (since 2023) and Wealth Professional (since 2014) titles with his Morning Briefing newsletter dropping into thousands of inboxes every morning. 

Steve Randall
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Indie $8B RIA adds further leadership talent amid growth drive
NEWS INDUSTRY NEWS NOV 26, 2024
Indie $8B RIA adds further leadership talent amid growth drive

Executives from LPL Financial, Cresset Partners hired for key roles.

SEC financial remedies totaled record $8.2B in FY24, most of it from one fraud
NEWS INDUSTRY NEWS NOV 25, 2024
SEC financial remedies totaled record $8.2B in FY24, most of it from one fraud

The agency also received highest number of tips, complaints, and referrals.

Hollywood, sports collectibles auction plan led to $6.1M investment fraud
NEWS INDUSTRY NEWS NOV 25, 2024
Hollywood, sports collectibles auction plan led to $6.1M investment fraud

Nevada man fled the US but was arrested and has now pleaded guilty.

Wealth management firms must offer more than just basic digital platforms
NEWS INDUSTRY NEWS NOV 22, 2024
Wealth management firms must offer more than just basic digital platforms

Report says firms risk restricted growth unless they elevate their offerings.

Florida man, firm charged by SEC for alleged sports-related $2.1M fraud
NEWS INDUSTRY NEWS NOV 22, 2024
Florida man, firm charged by SEC for alleged sports-related $2.1M fraud

Agency says investors believed they were backing loans to NFL players.

What do advisors think about AI, wealth transfer, fixed income opportunities?
NEWS INDUSTRY NEWS NOV 21, 2024
What do advisors think about AI, wealth transfer, fixed income opportunities?

New report gathers insights and sentiment from US advisors.

SEC hands $1.5B penalties to public companies in above-average enforcements
NEWS INDUSTRY NEWS NOV 21, 2024
SEC hands $1.5B penalties to public companies in above-average enforcements

Last year saw more action taken than the nine-year historical average.

How many US billionaires are there and how much are they worth?
NEWS INDUSTRY NEWS NOV 21, 2024
How many US billionaires are there and how much are they worth?

Latest stats show an increase in the number and wealth of US billionaires.

Savant expands in Kentucky with veteran-owned advisory firm acquisition
NEWS INDUSTRY NEWS NOV 20, 2024
Savant expands in Kentucky with veteran-owned advisory firm acquisition

It's the RIA firm's third acquisition so far in 2024.

What do specialists at T. Rowe Price expect for the markets in 2025?
NEWS INDUSTRY NEWS NOV 20, 2024
What do specialists at T. Rowe Price expect for the markets in 2025?

The firm has released its annual market outlook for the new year.