A former portfolio manager says Franklin Templeton's "rules-based" cat bond fund was anything but — and calling it out cost him his job.
Wedding bills, alimony and a newspaper allegedly funded by investor cash — and that's just the start.
He left Bank of America for a JPMorgan role. Then, he says, HR stopped listening
A fund manager claims a pre-IPO sponsor hid markups and a 17.5% carry behind a "0/0" SpaceX pitch.
Roughly 160 foreign investors say the sponsor ignored red flags while a Manhattan tower went bust.
An Idaho couple claims SEC-installed fiduciaries routed mine sale cash away from their $7M judgment.
Regulators say the fund manager allegedly paid old investors with new money — and doctored the books to cover the gap.
He allegedly traded biotech deals in a relative's account. Now he is paying up and out of the industry for two years.
Shareholder claims Hercules Capital dressed up its NAV while quietly loading up on software debt
The agency says a $16M crypto raise leaned on insurance that never existed — and a "trust fund" that wasn't
