Comparable cases against JPMorgan resulted in awards up to $2.5 million.
A compliance officer, a mouse-jiggling device, and over $530K in alleged insider profits.
The SEC says he fabricated returns, photoshopped records, then launched a second fund.
A barred broker ran the books. The SEC filing said no disqualifications applied.
Revenue was manufactured. The stock collapsed 97%. Now the guilty pleas are in.
The firm says he accessed hundreds of profiles after hours — then started calling
Two trusts claim the same brokerage account — and an advisor lands in the crossfire
Former staff allege due diligence meant copying Google Ventures' portfolio
Former staff allege due diligence meant copying Google Ventures' portfolio
A $4 IPO stock hit $31 before crashing 80% — and regulators are watching.
