Firm says the platform allows it to better deliver on its planning-centered pitch to clients.
RIA with $9.5 billion from ordinary people branches into the funds.
Finra said the firm failed to deliver documents after ETFs were purchased by clients.
New report from Morningstar casts doubt on the relative cost advantages of popular exchange-traded funds. And there is, of course, the Vanguard effect.
Firm's managed accounts can make greater use of products like bond mutual funds and ETFs over individual bonds in model portfolios.
A proposal backed by major active mutual fund managers gets rebooted.
Less than a month after rejecting nontransparent ETFs, the SEC is ready to back a new and possibly cheaper way to trade funds.
In an <i>InvestmentNews</i> exclusive, the Bond King explains his 'constructive obsession' with defeating rivals and answers advisers' burning questions. <b>More coverage: <a href="http://www.investmentnews.com/section/specialreport/20141006/GROSS" target="_blank">Our special report on Gross' next chapter</a></b>
Financial advisers doing end-of-the-year planning for clients must begin the work of reconciling the gains of the U.S. economy and financial markets with mutual fund and ETF capital gains that could increase those clients' tax liabilities.
Mutual funds with sales charges and distribution fees are on pace for their fifth and possibly largest-ever year of redemptions.
