John and Evan McCoy, a father-and-son team whose Integrity Financial Services managed $150 million in Lancaster, Pennsylvania, have switched broker-dealer affiliations to LPL Financial from Securities America. They also will use LPL as their registered investment adviser and custodian.
John McCoy joined Integrity about 10 years ago with a partner adviser, who retired last year. Evan McCoy joined his father’s business in 2018. Staff members Susan Turman and Kris Martin joined in the move.
[ESG Video: Stanford Seed: A community for entrepreneurs]
From outstanding individuals to innovative organizations, find out who made the final shortlist for top honors at the IN awards, now in its second year.
Cresset's Susie Cranston is expecting an economic recession, but says her $65 billion RIA sees "great opportunity" to keep investing in a down market.
“There’s a big pull to alternative investments right now because of volatility of the stock market,” Kevin Gannon, CEO of Robert A. Stanger & Co., said.
Sellers shift focus: It's not about succession anymore.
Platform being adopted by independent-minded advisors who see insurance as a core pillar of their business.
RIAs face rising regulatory pressure in 2025. Forward-looking firms are responding with embedded technology, not more paperwork.
As inheritances are set to reshape client portfolios and next-gen heirs demand digital-first experiences, firms are retooling their wealth tech stacks and succession models in real time.