An advisor who had managed $315 million of client assets at UBS Financial Services has joined Raymond James & Associates, the firm’s employee advisor channel, Raymond James announced Monday.
Steven M. Rozencwaig will join the firm’s Manhattan office.
Rozencwaig, whose practice focuses on high-net-worth individuals and their families and businesses, had been affiliated with UBS since 2005. He has 31 years of experience, having started his career at Kidder Peabody in 1991.
“What attracted me to Raymond James is the ability to service high-net-worth clients at a powerful institution and do so very efficiently within a highly regulated environment,” Rozencwaig said in a statement. “While Raymond James’ vast experience with domestic clients is quite evident, the infrastructure and technology in place to work with all clients regardless of location is impressive.”
From outstanding individuals to innovative organizations, find out who made the final shortlist for top honors at the IN awards, now in its second year.
Cresset's Susie Cranston is expecting an economic recession, but says her $65 billion RIA sees "great opportunity" to keep investing in a down market.
“There’s a big pull to alternative investments right now because of volatility of the stock market,” Kevin Gannon, CEO of Robert A. Stanger & Co., said.
Sellers shift focus: It's not about succession anymore.
Platform being adopted by independent-minded advisors who see insurance as a core pillar of their business.
RIAs face rising regulatory pressure in 2025. Forward-looking firms are responding with embedded technology, not more paperwork.
As inheritances are set to reshape client portfolios and next-gen heirs demand digital-first experiences, firms are retooling their wealth tech stacks and succession models in real time.
