Brokers dodge customer complaints with bankruptcy
A former John Thomas Financial broker's bankruptcy filing highlights an enforcement challenge: dodging customer complaints. Plus: More advisers succumb to personal bankruptcies
A beleaguered John Thomas Financial broker, Scott Levine, was granted a moment of reprieve earlier this month, thanks to a bankruptcy filing on May 13.
After incurring multiple customer complaints related to his former firm, which was expelled by the Financial Industry Regulatory Authority Inc. in O
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