COMPANIES

Guggenheim Partners

Office address: 330 Madison Avenue, New York, NY 10017; 227 West Monroe Street
Chicago, IL 60606
Website: guggenheimpartners.com
Year established: 1999
Company type: financial services
Employees: 2,200+
Expertise: fixed income, equities, alternatives, advisory solutions, investment banking, capital markets, financing, sales and trading, research, investment consulting, funding and liquidity solutions, commercial real estate investments
Parent company: N/A
Key people: Mark Walter (CEO); Andrew Rosenfield, Dina DiLorenzo, Robert Khuzami, Tom Irvin, Peter Lawson-Johnston, and David Rone (managing partners)
Financing status: privately held company

Guggenheim Partners is a global investment and advisory firm based in Chicago and New York. The company manages more than $350 billion in assets as of September 30, 2025. It operates through Guggenheim Investments and Guggenheim Securities with more than 2,200 professionals.

History of Guggenheim Partners

The company was founded in 1999 by Peter Lawson-Johnston II with $30 million of family money. Lawson-Johnston is the great-grandson of Solomon Guggenheim, an American industrialist.

The firm was created to bring the Guggenheim name back to Wall Street after decades away from finance. It started as a boutique financial company modeled after the classic partnerships of the past. The company’s heritage, however, stretches back more than a century.

Roots in the 1800s

Guggenheim Partners traces its origins to 1881 when Meyer Guggenheim invested $5,000 in Colorado lead and silver mines. The family business expanded quickly and controlled more than 80 percent of the world’s silver, copper, and lead by World War I.

M. Guggenheim’s Sons was established in 1882 by Meyer and his seven sons. It then became Guggenheim Brothers. The family enterprise introduced mining industry reforms in 1912, including pension plans and employee healthcare.

Beyond mining

The Guggenheim business interests expanded into aerospace, media, and art over the following decades. Family member Daniel Guggenheim also funded Robert Goddard’s rocket research in 1929, which eventually led to modern rocketry.

As of 2025, Guggenheim Partners has grown from its boutique roots into a global investment banking and advisory firm with more than $350 billion AUM. The company also offers specialized services in real estate, healthcare, and institutional finance.

Guggenheim Partners products and services

Guggenheim Partners delivers investment management and banking services through two main businesses and three additional units:

Primary businesses

  • Guggenheim Investments: asset management and advisory in fixed income, equities, and alternatives
  • Guggenheim Securities: investment banking, capital markets, financing, sales, trading, and research

Additional businesses

  • Asset Consulting Group: investment consulting for healthcare systems, pensions, foundations, and endowments
  • Institutional Finance: funding and liquidity solutions for institutions
  • Retail Real Estate Partners: net-leased commercial real estate investments for retailers

The firm serves governments, institutions, and individuals with complex financial needs. Guggenheim Partners focuses on long-term results and helping clients reach their financial goals.

Culture and corporate values

The firm states that inclusive and equitable practices align with its guiding principles. Guggenheim Partners aims to deliver results while fostering a diverse, performance-driven culture. According to the company, its culture is built on six core values:

  • integrity
  • innovation
  • excellence
  • talent
  • entrepreneurship
  • stewardship

Guggenheim Partners states it focuses on solving complex problems creatively. The firm expects staff to uphold high standards and take personal accountability. It offers the following workplace benefits to support its people:

  • training and development: programs available at all levels of the organization
  • work-life balance: the firm strives to create healthy balance for staff
  • compensation: base salary varies by location and experience, plus incentives
  • equal opportunity: hiring regardless of race, gender, religion, disability, or veteran status

The company also links its diversity and inclusion strategy directly to business performance. It supports veterans through GIVE, or Guggenheim Invests in Veterans Everyday.

About CEO Mark Walter and key people

Mark Walter leads as Guggenheim Partners’ CEO and heads TWG Global, an international conglomerate. Walter has made headlines for sports deals, including the $10 billion purchase of the Los Angeles Lakers. He studied business at Creighton University and law at Northwestern University.

Guggenheim Partners’ executive leadership team includes the following:

  • Andrew Rosenfield serves as president and managing partner, overseeing the firm’s senior roles and business units
  • Dina DiLorenzo is managing partner and president of Guggenheim Investments, leading strategic direction and day-to-day asset management operations
  • Tom Irvin works as managing partner and co-founder, serving on financial planning and diversity initiatives
  • Robert Khuzami serves as acting general counsel and managing partner, supervising the firm’s legal and compliance activities
  • Peter Lawson-Johnston is managing partner, bringing the Guggenheim family legacy to the firm
  • David Rone works as managing partner, overseeing strategic direction and governance of investment operations

The leadership team guides the firm’s strategic direction and runs its businesses. They also set the tone for Guggenheim Partners’ company culture.

The future at Guggenheim Partners

Guggenheim Partners made headlines when CEO Mark Walter acquired the NBA’s LA Lakers, one of the largest sports deals in history. Although sports didn’t rank among the top three private-market opportunities in 2024–25, it still draws interest from roughly 17 percent of asset managers. This positions Guggenheim to benefit as more advisors and institutions look to sports as part of their alternative investment strategies.

Guggenheim’s Mark Walter also has a stake in the booming annuities market. Walter owns annuity providers Delaware Life and Gainbridge through his insurance holding company Group 1001. With US annuity sales nearly doubling from $219 billion in 2020 to $434 billion in 2024, Guggenheim’s leadership stands to benefit from continued growth in retirement products.

The latest Guggenheim Partners news

Displaying 92 results
Rising star Guggenheim lands ex-Apollo exec
ETFS AUG 22, 2012
Rising star Guggenheim lands ex-Apollo exec

Silverman set to join acquisitive firm; 'distinguished track record'

Ratings upgrade a real benefit to Security Benefit, says insurer's boss

Kiley says A rating will boost distribution of annuities; carrier's premiums already on the rise

ALTERNATIVES MAR 28, 2012
If the lowly Dodgers fetched $2.3B, how much are the Yankees worth?

Media analyst says purchase price pushes Bronx Bombers value to nearly $3B

Guggenheim said to weigh bid for Deutsche Bank's fund biz
RIA NEWS MAR 08, 2012
Guggenheim said to weigh bid for Deutsche Bank's fund biz

Guggenheim Partners LLC is among the companies preparing to bid for Deutsche Bank AG's asset-management divisions.

ETFS MAR 08, 2012
Guggenheim Partners confirms review of Claymore ETF division

Guggenheim Partners LLC confirmed it's considering options including a sale of Claymore Investments, the Canadian provider of exchange-traded funds it acquired two years ago.

Guggenheim scoops up insurer to build fixed indexed annuities
Guggenheim scoops up insurer to build fixed indexed annuities

Guggenheim Partners LLC is ramping up its presence in the fixed-indexed-annuity realm with the purchase of an insurer

ETFS MAR 08, 2012
Deal puts Guggenheim squarely in ETF frame

Guggenheim Partners LLC's announced last week that its acquisition of Rydex SGI will bring together a variety of products, including 77 mutual funds. But it is the new family of 104 ETFs that is expected to see the greatest level of development and innovation

Deutsche deal would add dramatically to Guggenheim's asset collection
RIA NEWS MAR 05, 2012
Deutsche deal would add dramatically to Guggenheim's asset collection

Acquisitive firm the last bidder standing for Deutsche Bank's U.S. asset management businesses; purchase would quintuple AUM

Guggenheim eyes combining Claymore and Rydex, sources say
ETFS FEB 28, 2012
Guggenheim eyes combining Claymore and Rydex, sources say

Melding of two acquired units would create seventh-largest ETF provider; 'scale business'.

Nuclear-power stocks suffer meltdown in wake of Japan quake
RIA NEWS DEC 07, 2011
Nuclear-power stocks suffer meltdown in wake of Japan quake

But alternative-energy shares getting a boost from renewed fears about atomic energy.

RIA NEWS NOV 01, 2011
Don't abandon commodities

Although commodities are falling down on the job as a portfolio diversifier in the rough-and-tumble markets, it would be a big mistake to give up on the asset class altogether

Rydex gung-ho on China, launches renminbi fund
EMERGING MARKETS SEP 21, 2011
Rydex gung-ho on China, launches renminbi fund

Latest currency ETF from fund firm

Rydex deal puts Guggenheim squarely in the ETF frame
RIA NEWS SEP 14, 2011
Rydex deal puts Guggenheim squarely in the ETF frame

The firm's absorbing of RydexSGI vaults the company to No. 10 on the list of ETF sellers -- and positions the asset manager to challenge the big boys in what is becoming a fiercely contested industry.

Ratings aside, new Security Benefit CEO aims for stronger retirement product presence

Insurance and investment veteran Michael Kiley, who will take the helm of Security Benefit Corp. on Sept. 30, is setting his expectations high.