COMPANIES

Guggenheim Partners

Office address: 330 Madison Avenue, New York, NY 10017; 227 West Monroe Street
Chicago, IL 60606
Website: guggenheimpartners.com
Year established: 1999
Company type: financial services
Employees: 2,200+
Expertise: fixed income, equities, alternatives, advisory solutions, investment banking, capital markets, financing, sales and trading, research, investment consulting, funding and liquidity solutions, commercial real estate investments
Parent company: N/A
Key people: Mark Walter (CEO); Andrew Rosenfield, Dina DiLorenzo, Robert Khuzami, Tom Irvin, Peter Lawson-Johnston, and David Rone (managing partners)
Financing status: privately held company

Guggenheim Partners is a global investment and advisory firm based in Chicago and New York. The company manages more than $350 billion in assets as of September 30, 2025. It operates through Guggenheim Investments and Guggenheim Securities with more than 2,200 professionals.

History of Guggenheim Partners

The company was founded in 1999 by Peter Lawson-Johnston II with $30 million of family money. Lawson-Johnston is the great-grandson of Solomon Guggenheim, an American industrialist.

The firm was created to bring the Guggenheim name back to Wall Street after decades away from finance. It started as a boutique financial company modeled after the classic partnerships of the past. The company’s heritage, however, stretches back more than a century.

Roots in the 1800s

Guggenheim Partners traces its origins to 1881 when Meyer Guggenheim invested $5,000 in Colorado lead and silver mines. The family business expanded quickly and controlled more than 80 percent of the world’s silver, copper, and lead by World War I.

M. Guggenheim’s Sons was established in 1882 by Meyer and his seven sons. It then became Guggenheim Brothers. The family enterprise introduced mining industry reforms in 1912, including pension plans and employee healthcare.

Beyond mining

The Guggenheim business interests expanded into aerospace, media, and art over the following decades. Family member Daniel Guggenheim also funded Robert Goddard’s rocket research in 1929, which eventually led to modern rocketry.

As of 2025, Guggenheim Partners has grown from its boutique roots into a global investment banking and advisory firm with more than $350 billion AUM. The company also offers specialized services in real estate, healthcare, and institutional finance.

Guggenheim Partners products and services

Guggenheim Partners delivers investment management and banking services through two main businesses and three additional units:

Primary businesses

  • Guggenheim Investments: asset management and advisory in fixed income, equities, and alternatives
  • Guggenheim Securities: investment banking, capital markets, financing, sales, trading, and research

Additional businesses

  • Asset Consulting Group: investment consulting for healthcare systems, pensions, foundations, and endowments
  • Institutional Finance: funding and liquidity solutions for institutions
  • Retail Real Estate Partners: net-leased commercial real estate investments for retailers

The firm serves governments, institutions, and individuals with complex financial needs. Guggenheim Partners focuses on long-term results and helping clients reach their financial goals.

Culture and corporate values

The firm states that inclusive and equitable practices align with its guiding principles. Guggenheim Partners aims to deliver results while fostering a diverse, performance-driven culture. According to the company, its culture is built on six core values:

  • integrity
  • innovation
  • excellence
  • talent
  • entrepreneurship
  • stewardship

Guggenheim Partners states it focuses on solving complex problems creatively. The firm expects staff to uphold high standards and take personal accountability. It offers the following workplace benefits to support its people:

  • training and development: programs available at all levels of the organization
  • work-life balance: the firm strives to create healthy balance for staff
  • compensation: base salary varies by location and experience, plus incentives
  • equal opportunity: hiring regardless of race, gender, religion, disability, or veteran status

The company also links its diversity and inclusion strategy directly to business performance. It supports veterans through GIVE, or Guggenheim Invests in Veterans Everyday.

About CEO Mark Walter and key people

Mark Walter leads as Guggenheim Partners’ CEO and heads TWG Global, an international conglomerate. Walter has made headlines for sports deals, including the $10 billion purchase of the Los Angeles Lakers. He studied business at Creighton University and law at Northwestern University.

Guggenheim Partners’ executive leadership team includes the following:

  • Andrew Rosenfield serves as president and managing partner, overseeing the firm’s senior roles and business units
  • Dina DiLorenzo is managing partner and president of Guggenheim Investments, leading strategic direction and day-to-day asset management operations
  • Tom Irvin works as managing partner and co-founder, serving on financial planning and diversity initiatives
  • Robert Khuzami serves as acting general counsel and managing partner, supervising the firm’s legal and compliance activities
  • Peter Lawson-Johnston is managing partner, bringing the Guggenheim family legacy to the firm
  • David Rone works as managing partner, overseeing strategic direction and governance of investment operations

The leadership team guides the firm’s strategic direction and runs its businesses. They also set the tone for Guggenheim Partners’ company culture.

The future at Guggenheim Partners

Guggenheim Partners made headlines when CEO Mark Walter acquired the NBA’s LA Lakers, one of the largest sports deals in history. Although sports didn’t rank among the top three private-market opportunities in 2024–25, it still draws interest from roughly 17 percent of asset managers. This positions Guggenheim to benefit as more advisors and institutions look to sports as part of their alternative investment strategies.

Guggenheim’s Mark Walter also has a stake in the booming annuities market. Walter owns annuity providers Delaware Life and Gainbridge through his insurance holding company Group 1001. With US annuity sales nearly doubling from $219 billion in 2020 to $434 billion in 2024, Guggenheim’s leadership stands to benefit from continued growth in retirement products.

The latest Guggenheim Partners news

Displaying 92 results
ALTERNATIVES AUG 21, 2011
Experts: Commercial real estate market at too high a gear

After driving into a ditch during the worldwide economic meltdown, commercial real estate has taken to the comeback trail way too quickly and could end up crashing again, real estate veterans warn

Called 'idiotic' by Kenneth Fisher, Pimco's 'new normal' spot on
RIA NEWS AUG 05, 2011
Called 'idiotic' by Kenneth Fisher, Pimco's 'new normal' spot on

Prediction of slow growth and high unemployment validated by yesterday's Fed announcement

MUTUAL FUNDS JUL 24, 2011
Guggenheim big resigns amid merger rumors

Steve Baffico, head of U.S. retail at Guggenheim Funds Distributors Inc., has resigned

Guggenheim big resigns amid merger rumors
RIA NEWS JUL 14, 2011
Guggenheim big resigns amid merger rumors

Baffico exits: sources claim that fund firm will meld Claymore, Rydex

New insurance alliances spawn annuity innovations

Smaller life insurers — battered by the recession but ready to get back into the annuity business — have begun to outsource the manufacturing of fixed indexed annuities to marketing groups

Bonds could 'get killed' in coming months, warns famed economist
RIA NEWS APR 19, 2011
Bonds could 'get killed' in coming months, warns famed economist

Or at least, that's the concern of top economist Bruce Kasman, who is worried about a simultaneous recovery in both developing and emerging nations. Why? Because it would ignite inflation -- and torch bondholders in the process.

FIXED INCOME APR 13, 2011
Bonds could 'get killed' in coming months, warns bank economist

Emerging-markets central banks risk triggering a “1994-style” sell-off in global bonds as soon as next year if they are still tightening monetary policy when the Federal Reserve begins raising interest rates

RIA NEWS MAR 13, 2011
Oil price jump benefits investors for now, but potential for crises abounds

Institutional investors are seeing short-term gains from their recent commodities investments, but those gains could be overshadowed by an economic catastrophe if political turmoil overseas causes a drop in demand or an oil price spike to more than $200 a barrel, investment experts said

ETFS MAR 06, 2011
Guggenheim said to eye Claymore and Rydex combo

Guggenheim Partners LLC is in talks about combining its former Claymore Group Inc. exchange-traded-fund business with its Rydex SGI business, according to people familiar with the situation

MUTUAL FUNDS MAR 01, 2011
Guggenheim launches new Transparent Value funds

The three Transparent Value offerings based upon the Dow Jones RBP directional indexes include a U.S. large-cap aggressive index fund, a U.S. large-cap defensive index fund, and a U.S. large-cap market index fund

ETFS MAR 01, 2011
Guggenheim adds to collection, snaps up Securities Benefit in latest acquisition

Guggenheim Partners LLC, an investment firm founded by the famous family for which it is named, announced today it is acquiring Security Benefit Corp. — and with it Rydex SGI.

FIXED INCOME NOV 03, 2010
Goldilocks scenario triggers biggest debt gains since 2002

From Treasuries to bunds, and corporate bonds to mortgage securities, the world's fixed-income market is poised for its best year since 2002 as slow growth, tame inflation and record low interest rates create an almost perfect environment for debt investors.

FINTECH AUG 19, 2010
Broadridge rolls out new ETF tool

Tool will help ETF providers to focus their marketing and educational materials on the needs of advisers.

ETFS AUG 18, 2010
Two more firms pull the plug on ETFs

Grail Advisors, Claymore Securities bag several smaller funds; more firms to follow suit?

Mortified? Ex-wife of Guggenheim Partners exec headlines reality show

Guggenheim Partner's Topper Mortimer's ex-wife -- the high priestess of NYC's high society -- gets her own show just months after getting a divorce from the money manager.