| Name/ticker | 3-month average daily volume | 3-month average daily volume | 1-year return | Net assets ($M) | Expense ratio* |
|---|---|---|---|---|---|
| Alps US Equity High Volatillity Put Write Index (HVPW) | 51,432 | 0.25% | 6.69% | $75.3 | 0.95% |
| Global X SuperDividend US ETF (DIV) | 23,836 | 5.55% | 11.63% | $77.3 | 0.45% |
| Yorkville High Income Infrastructure MLP ETF (YMLI) | 12,568 | 2.37% | 9.47% | $34.8 | 0.82% |
| Market Vectors BDC Income ETF (BIZD) | 12,222 | -1.16% | 6.76% | $33.1 | 8.33% |
| PowerShares S&P SmallCap Low Volatility Portfolio (XSLV) | 8,424 | 2.63% | 22.28% | $44.4 | 0.34% |
| Global X Junior MLP ETF (MLPJ) | 6,413 | 2.31% | 9.44% | $15.4 | 0.75% |
| PowerShares S&P MidCap Low Volatility Portfolio (XMLV) | 4,413 | 5.43% | 14.82% | $22.4 | 0.25% |
| Forensic Accounting ETF (FLAG) | 2,353 | 3.04% | 25.15% | $9.1 | 0.85% |
| SPDR Russell 2000 Low Volatility ETF (SMLV) | 2,127 | 2.48% | 20.43% | $10.8 | 0.25% |
| ProShares Global Listed Private Equity ETF (PEX) | 1,797 | 1.44% | 17.32% | $6.6 | 3.13% |
| SPDR Russell 1000 Low Volatility ETF (LGLV) | 704 | 3.26% | 15.93% | $10.5 | 0.20% |
As of March 31. Excludes leveraged and inverse funds, and exchange-traded notes. *Most recently reported net prospectus expense ratio. Source: Lipper, a Thomson Reuters company
Retiring RIA seller David Laidlaw alleges the Carnegie valued his stake on $11.7 million EBITA while pitching potential buyers on $21.3 million.
New tool gives RIAs and family offices AI help vetting private market deals, with some users reportedly halving review time.
Investors got projected returns dressed up as real ones, SEC says
Parents must still act to get the $1,000 federal seed and employer contributions, giving financial advisors a role in the rollout.
FINRA booted Rudy Anguiano from the industry for “conversion - the intentional and unauthorized taking of another person’s property.”
As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains