Subscribe

Fintech launches new AI-driven compliance platform

Avery will track firmwide compliance protocols for RIAs, broker-dealers and banks.

As artificial intelligence makes advances in all industries, one company has announced a flagship AI-driven product that will help financial firms with compliance protocols.

Surge Ventures, a Menlo Park, California-based fintech company, Thursday announced the launch of its inaugural venture, Reg

Subscribe or log in to read the rest of this content.

Learn more about reprints and licensing for this article.

Recent Articles by Author

InvestmentNews Awards 2024 Excellence Awardees

Full rundown of all the finalists ahead of the inaugural InvestmentNews Awards on June 20.

We’re a beacon of trust in our community, finalist says

InvestmentNews Awards 2024, Advisor of the Year (Midwest region): Travis Sholin, Keystone Financial Services.

‘Assets are a tool to bring clients joy’

InvestmentNews Awards 2024, Advisor of the Year (Regional - Northeast): Lawrence (Larry) Sprung, Mitlin Financial Inc.

Past mistakes made me more effective, says finalist

InvestmentNews Awards 2024, Advisor of the Year (Regional - Southeast): Tom West, Signature Estate & Investment Advisors.

Former RBC advisor focuses on ‘expanding access for everyone’

InvestmentNews Awards 2024, Advisor of the Year (Regional - Northeast): Zack Hubbard, Greenspring Advisors.

X

Subscribe and Save 60%

Premium Access
Print + Digital

Learn more
Subscribe to Print