Serial fintech entrepreneur Larry Shumbres leads the veteran leadership team launching an AI-powered compliance solution.
Amid concerns on health care costs and retirement savings, report questions status quo approach of offering more education and benefits.
The AI-driven fintech has hired LPL’s former head of wealth management solutions to lead revenue growth and build key partnerships.
New hire will lead the firm's operations in the Americas.
Fintech hails landmark transaction’s potential to create ‘more efficient, flexible account transfer services’ as key deadline looms.
Fintech platform for alts is teaming up with global credit manager to extend its reach among advisors and high-net-worth investors.
The firms are deepening their longtime tech collaboration to create a unified alternative investments solution for Baird's more than 1,300 advisors.
Through key state legislation, the fintech firm has secured strong support for its pioneering benefits program.
Surge Ventures is launching a new industry-focused data integration platform.
The transaction values the firm at $700 million and will drive growth.
Broadridge survey finds 75 percent of firms are confident about their tech offerings.
The fintech is raising its profile in the 401(k) space with three veteran hires who boast a collective track record of nearly 70 years.
Digital investment platform’s new service unlocks low-cost fractional trading on thousands of individual stocks and ETFs.
Tech tie-up taps 401(k) target-date funds from State Street to create personalized lifetime income for workplace plan participants.
The fintech will provide access to its workplace retirement account platform for advisors at the firm.
The firm continues to elevate its capabilities in AI-driven business solutions.
With customer satisfaction stalled and trust levels flat, DIY trading firms must show 'clear, quantifiable value' with personalized guidance, research shows.
The fintech’s new savings program for independent workers is being launched in partnership with DoorDash, with a pilot in Pennsylvania.
The investment platform provider adds more SMA and UMA options, reduces costs, and boosts tax optimization tech for advisors.
The partnership will unlock educational resources, analytics, and tools to help advisors manage annuity sales on Pershing’s platform.
