ACA Group, a New York-based provider of governance, risk and compliance solutions to clients in the financial services industry, has acquired Advanced Regulatory Compliance, a Beverly Hills, California-based provider of compliance solutions for registered investment advisers.
Financial terms weren't disclosed.
ARC, which was founded in 2004, will add to the depth of ACA’s professional team, the company said in a press release Tuesday.
In a constant fight over control of clients, the financial advice industry has a long history of such allegations and disputes.
Retirement fintech Vestwell has hit profitability and $200 million in annual recurring revenue, powering savings programs for 750,000 employers and Wall Street’s biggest firms
Meanwhile, &Partners has drawn another Wells Fargo team based in Missouri, while an experienced South Carolina advisor has returned to Cetera from LPL.
Faulty Forms 1099 and account statements reportedly left some Vanguard brokerage customers overpaying or underpaying taxes for over a decade.
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