ACA Group, a New York-based provider of governance, risk and compliance solutions to clients in the financial services industry, has acquired Advanced Regulatory Compliance, a Beverly Hills, California-based provider of compliance solutions for registered investment advisers.
Financial terms weren't disclosed.
ARC, which was founded in 2004, will add to the depth of ACA’s professional team, the company said in a press release Tuesday.
Two RIAs expand their geographic footprints with deals in New York's Capital Region and coastal Alabama.
A 27-year Merrill veteran, Florida advisors, and a trio of New Jersey advisors just moved to new platforms.
Broker-dealer expands its model portfolio platform with modular building block strategies designed to give advisors greater customization at scale.
The mega-RIA with roughly $160 billion in client assets remains firmly in acquisition mode amid rumors of private equity giants vying to scoop it up.
Record annuity demand for principal protection collides with the most hawkish Fed dissent since 2016.
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
