The Financial Planning Association has launched a certificate program in cybersecurity for financial planners. The program will focus on six areas and help planners establish a customized, long-term cybersecurity plan as well as comply with the cybersecurity requirements of the Securities and Exchange Commission and the Financial Industry Regulatory Authority Inc..
"With billions of dollars lost each year due to cybercrime, it’s imperative financial planners earn client loyalty and trust by embracing a cybersecurity strategy that keeps data and assets safe,” FPA president Martin Seay said in a release.
The course was designed and is delivered in a format similar to a hands-on workshop. Those who complete the program will receive a digital certificate and earn 2.5 CFP CE credits.
Developed in partnership with FCI, a leading financial services cybersecurity authority, the program includes an introduction to cybersecurity, an overview of a cybersecurity program, and a review of controls in the areas of programs, processes and data.
Also covered are technical and physical controls in areas involving devices, response plans and physical security.
The "Crypto Mom" departure would leave the SEC commission with just two members and no Democratic commissioners on the panel.
IFP Securities’ owner, Bill Hamm, has a long-term plan for the firm and its 279 financial advisors.
Meanwhile, a Osaic and Envestnet ink a new adaptive wealthtech partnership to better support the firm's 10,000-plus advisors, and RIA-focused VastAdvisor unveils native integrations with leading CRMs.
A former Alabama investment advisor and ex-Kestra rep has been permanently barred and penalized after clients he promised to protect got caught in a $2.6 million fraud.
As more active strategies get packaged into the ETF wrapper, advisors and investors have to look beyond expense ratios as the benchmark for value.
Wellington explores how multi strategy hedge funds may enhance diversification
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
