FPA launches a certificate program in cybersecurity

FPA launches a certificate program in cybersecurity
Aim is to help planners create a cybersecurity program and aid in compliance
NOV 12, 2020

The Financial Planning Association has launched a certificate program in cybersecurity for financial planners. The program will focus on six areas and help planners establish a customized, long-term cybersecurity plan as well as comply with the cybersecurity requirements of the Securities and Exchange Commission and the Financial Industry Regulatory Authority Inc..

"With billions of dollars lost each year due to cybercrime, it’s imperative financial planners earn client loyalty and trust by embracing a cybersecurity strategy that keeps data and assets safe,” FPA president Martin Seay said in a release.

The course was designed and is delivered in a format similar to a hands-on workshop. Those who complete the program will receive a digital certificate and earn 2.5 CFP CE credits.

Developed in partnership with FCI, a leading financial services cybersecurity authority, the program includes an introduction to cybersecurity, an overview of a cybersecurity program, and a review of controls in the areas of programs, processes and data.

Also covered are technical and physical controls in areas involving devices, response plans and physical security.

Latest News

Farther debuts AI investment proposal tool for advisors to win clients
Farther debuts AI investment proposal tool for advisors to win clients

"Im glad to see that from a regulatory perspective, we're going to get the ability to show we're responsible [...] we'll have a little bit more freedom to innovate," Farther co-founder Brad Genser told InvestmentNews.

Barred ex-Merrill Lynch advisor arrested in alleged $2.6M theft of former Miami Dolphin Pro Bowler
Barred ex-Merrill Lynch advisor arrested in alleged $2.6M theft of former Miami Dolphin Pro Bowler

Former advisor Isaiah Williams allegedly used the stolen funds from ex-Dolphins defensive safety Reshad Jones for numerous personal expenses, according to police and court records.

Are you optimally efficient?
Are you optimally efficient?

Taking a systematic approach to three key practice areas can help advisors gain confidence, get back time, and increase their opportunities.

Advisor moves: Father-son duo leaves Raymond James for LPL, RayJay adds Merrill Lynch alum in Florida
Advisor moves: Father-son duo leaves Raymond James for LPL, RayJay adds Merrill Lynch alum in Florida

Meanwhile, Osaic lures a high-net-worth advisor from Commonwealth in the Pacific Northwest.

Beacon Pointe adds six RIAs in two-month acquisition spree, boosting AUM by $2.7B
Beacon Pointe adds six RIAs in two-month acquisition spree, boosting AUM by $2.7B

The deals, which include its first stake in Ohio, push the national women-led firm up to $47 billion in assets.

SPONSORED How advisors can build for high-net-worth complexity

Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.

SPONSORED RILAs bring stability, growth during volatile markets

Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.