| Tech Solution Used | Top Benefits |
|---|---|
| Digital marketing | Increased profitability/add value to the business (43%), Enhanced client experience (28%) |
| Compliance | Freed up professionals' time (49%), Improved workflows (23%) |
| Portfolio management | Productivity gains (28%), Improved client outcomes (18%) |
| Financial planning | Enhanced client experience (49%), Improved client outcomes (29%) |
| CRM | Improved workflows (43%), Productivity gains (23%) |
| Account aggregation | Enhanced client experience (35%), Productivity gains (24%) |
| Risk analytics | Improved client outcomes (42%), Enhanced client experience (40%) |
| Portfolio rebalancing | Productivity gains (36%), Freed up professionals' time (23%) |
| Document management | Improved workflows (32%), Productivity gains (30%) |
ASA reacts as regulator drops no-deny policy, freeing firms and individuals to publicly dispute allegations after reaching settlements.
Joel Frank allegedly sold more than $39 million worth of investments in the Equilus Funds to more than 90 investors,
The Charity Parity Act would eliminate a costly IRA rollover requirement that blocks direct charitable transfers from workplace retirement plans.
A last-minute court filing ends a case against the federal tax-collecting agency that had drawn unprecedented conflict-of-interest questions from Democratic critics.
Advisors discuss their use of AI now and how it will change going forward
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