Janney's biggest investment in social media is public relations...their advisers are not using social media yet but it will happen#finra
— Jim Pavia (@jimpavia) May 22, 2012
Finra panel: avoid investment product specific discussions in social media or networking postings#finra
— Jim Pavia (@jimpavia) May 22, 2012
Finra panel says avoid confusion.the firm's team needs to convey the same company message when posting on various social media sites.#finra
— Jim Pavia (@jimpavia) May 22, 2012
vanguard panelist says firm goal is to go to where their investors reside in social media. They use FB twitter and private community#finra
— Jim Pavia (@jimpavia) May 22, 2012
At finra:panel says pressure is on firms to build customized apps for Facebook. Firms need to think it through and do so with caution#finra
— Jim Pavia (@jimpavia) May 22, 2012
Social media compliance is a hot topic: attendees at finra conf have heads down and are taking tons of notes at panel discussion #finra
— Jim Pavia (@jimpavia) May 21, 2012
At finra: panel says reps must redirect biz questions on their personal social media sites to work sites for recordkeeping obligation#finra
— Jim Pavia (@jimpavia) May 21, 2012
Two RIAs expand their geographic footprints with deals in New York's Capital Region and coastal Alabama.
A 27-year Merrill veteran, Florida advisors, and a trio of New Jersey advisors just moved to new platforms.
Broker-dealer expands its model portfolio platform with modular building block strategies designed to give advisors greater customization at scale.
The mega-RIA with roughly $160 billion in client assets remains firmly in acquisition mode amid rumors of private equity giants vying to scoop it up.
Record annuity demand for principal protection collides with the most hawkish Fed dissent since 2016.
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
