@BlairHduQuesnay (1/2) I'm at an indie BD. Most concerned about how to deal with smaller accounts. Fees aren't practical for the advisor.
— dave_melling (@fedspecialists) February 24, 2015
• During that same speech, the president said he was proud of Sheryl Garrett, an adviser with an hourly fee business.
Obama gives shout-out to @SherylGarrett (a past member of the @cnbc FA Council) at event on DOL fiduciary standard.
— Jim Pavia (@jimpavia) February 23, 2015
• Advisers were abuzz when InvestmentNews published an exclusive on Morgan Stanley's Hunger Games-inspired video. Some took to Twitter to show their distaste for the firm's untimely sense of humor.
Awful Hunger Games parody video for MorganStanley mgrs. http://t.co/Oo3Ienzp0M What was this $70B co. thinking? HT @ReformedBroker
— Colin Camerer (@CFCamerer) February 24, 2015
Others poked fun at the company.
**CRINGE**. Morgan Stanley made a Hunger Games-inspired video. 50 Shades next? http://t.co/rTghrMfWzY
— Katie Martin (@katie_martin_FX) February 25, 2015
James Walesa “should have been barred from the industry years ago,” one attorney said.
Kristy Smith from Broadridge says advisors who can't adapt risk being left behind.
Three contenders stand out to replace the departed Erika McEntarfer, according to Hal Ratner, who is the head of research for Morningstar Investment Management.
Surveys show continued misconceptions and pessimism about the program, as well as bipartisan support for reforms to sustain it into the future.
With doors being opened through new legislation and executive orders, guiding clients with their best interests in mind has never been more critical.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.