The phishing scheme involves cybercriminals posing as individuals looking for help with tax preparation.
The chief executive of Ritholtz Wealth Management has benefited from a strong online presence in terms of building his client base, but also in recruiting top talent.
Several digital platforms are filling a void left by advisers by offering clients the opportunity to back their values with their investments.
The deal is the latest example of the finance industry working with technology firms that provide services the old guard can't easily replicate.
NextCapital's digital platform to serve 401(k)s and rollovers for the firm.
Members of hourly advice group to get discount on fintech aimed at holistic planning.
Answering specific client questions and not making a pitch result in the greatest engagement.
She transferred $350,000 from a client's account to an imposter in phishing scam without following firm's verification process.
Benchmarking tool will help advisers show reasonable compensation, firm says.
Because employee carelessness is a leading factor in internet troubles, advisory firms should offer regular training on best practices, experts say.
Range of service levels helps fintech firm add 17,000 users since being bought by investment giant
Firms are increasing productivity and personalizing the client experience with AI.
The personal tales highlighted in <i>InvestmentNews</i> should encourage others in the industry to try new ideas and not fear failure.
Many of the tools will be inspired by today's customer, who wants the same efficiency and ease they find with Amazon.
The CFP Board's research is the result of a gathering of more than two dozen fintech and other industry experts, who pondered how the advice business will change by 2021.
He points to his interim CEO post with eMoney for the kinds of things to expect from Fidelity Institutional Product under his direction.
Financial giant targeting mass affluent clients with inexpensive planning services. <b><i>(More: <a href="//www.investmentnews.com/article/20161202/FREE/161209981/robos-to-make-banks-a-bigger-competitor-in-advice-market"" target=""_blank"" rel="noopener noreferrer">Robos to make banks a bigger competitor in advice market</a>)</b></i>
