Failure to report electronic records could lead to violation of regulators' rules.
Advisers that resist embracing a truly integrated technology platform are missing out
After an illness unexpectedly put her in charge of her father's finances, SheCapital founder Tina Powell started a program to help fellow women better manage money.
Ways to prevent a bad outcome when examiners come to assess your cybersecurity efforts
Even for small 'lifestyle practices,' technology can help make a firm more efficient and successful.
Deal is proof positive that online advice platforms will need human advisers to offer a full menu of financial planning services.
Alexey Sokolin sees possible applications for cryptocurrencies, image recognition in adviser space
Big firms target next year to join robo ranks, look to differentiate as market becomes crowded.
When in-office meetings are not practical, the need for personalized communication is heightened, and face-to-face communication can make the difference between keeping or losing a client.
Unique and authentic messages are necessary to stand out in crowded market.
Some vendors load all services onto one dashboard, others are partnering to offer a broader range of services.
Texting is the next wave of popular communication for advisers and clients, and companies are waving off compliance fears. Next month, Edward Jones will launch a program to encourage advisers to text their clients.
Platform, using the money manager's index and risk analytics, seeks to help advisers push clients to save more.
WiseBanyan, which markets itself as the first free robo-adviser, has announced it will begin charging clients a fee for a new service.
CEO Bettinger says firm may add mutual funds and individual securities to its Intelligent Portfolios platform.
The original robo will leverage the RIA to offer 401(k) clients human advisers, according to Financial Engines president and CEO Lawrence Raffone.
Hit this year could be big as many client portfolios are down and funds project steep distributions.
