The best way to gauge how well you are positioned and whether you have a competitive offering is by measuring how many new clients you are bringing in.
CTO says firms should think about the human experience as they bring over clients after an acquisition.
Riskalyze chairman Lori Hardwick, Goldman exec Rana Yared joining the retirement fintech's board of directors.
They should hold every type of software they use to the highest security and data privacy standards.
Advisers need to accept that dinners and golfing won't cut it for business development in the future.
The RIA technology will provide Merrill Private Wealth Management advisers with reporting on held-away assets.
Turnkey asset management platform says it's seeking to raise $100 million in an initial public offering.
Where are the tools to help predict client moves?
Top custodians, broker-dealers and RIAs addressed the challenges of building an Uber-like platform for clients.
Changes happen all the time on your favorite platforms — here's what you may have missed.
Wirehouse advisers fear that they'll have less access to fixed-income investments in the independent space, but the opposite is true.
Advisers don't want a replay of 2008 when clients bailed out of the advice industry.
After turning attention toward next-gen platforms and client experience, broker-dealers may have to rethink technology to comply with a best interest standard.
Are the lines between cash, lending and investing starting to blur?
No. 1 priority is tech that will help them serve more clients.
Getting rid of the paper involved in using the Automated Customer Account Transfer Service will also speed the process, robo says.
Tech required by UHNW investors is more sophisticated.
Don't approach planning the same way with all your clients.
Kyung Soo Kim, no longer employed in industry, also suspended for one month.
Company is offering clients complimentary, two-year membership to an identity theft protection and credit monitoring service.
