Independent Financial Partners, a Tampa, Florida-based broker-dealer and registered investment adviser managing $12.1 billion in assets, said it will offer the Sallus Retirement pooled employer 401(k) plan through its affiliated advisers, many of whom serve small businesses and their owners.
Pooled employer plans let unrelated companies pool their 401(k)s into a single retirement plan, giving them the scale afforded larger companies and letting small firms avoid the administrative burdens of running a 401(k).
Sallus Retirement, based in Berwyn, Pennsylvania, is an independent pooled plan provider whose PEP is fully digital.
The combination adds two veteran New York City practices with decades-long client relationships to Cerity's fast-growing national platform.
Regulator says contracts tied to a person's words or attendance will face heightened scrutiny before they can be listed.
Citi Wealth survey of 351 family offices finds inflation concern rising and next-gen transitions now an immediate operational challenge.
The Wauwatosa-based fiduciary team brings $145 million in client assets to Carson Wealth's Great Lakes platform.
Texas securities regulators initially accused Lasater RE Fund of fraud in June but later dropped those claims.
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