Two advisers who collectively manage $120 million in Destin, Florida, and Ofer Levy, who managed $110 million at Merrill Lynch in Aventura, Florida, have joined the employee unit of Raymond James.
Mike Bedsole, formerly with Truist, and Michael Fenn, who was affiliated with Cetera Investment Advisors, have formed the Bedsole Wealth Management Group of Raymond James in Destin, Florida.
Ofer Levy, who joined Merrill Lynch in 2009 after many years in finance, brings with him three staff members.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
